SEC Form 4 · accession 0001209191-18-007235
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J William Morrow
Officer — SVP - Finance and Treasurer
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | G | 653 | $0.00 | D | 4,382 | D | |
| Common Stock | Mar 6, 2017 | G | 653 | $0.00 | A | 1,400 | I | By Trust (Spouse, Trustee) |
| Common StockF1 | Aug 2, 2017 | G | 26 | $0.00 | D | 4,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $101.16 | Jan 31, 2018 | A | 13,730 | A | Jan 31, 2019 | Jan 31, 2028 | Common Stock | 13,730 | 13,730 | D |
Explanation of responses
- F1Includes 722.5358 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F2The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.