SEC Form 4 · accession 0001209191-18-007234
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra L. Morgan
Officer — SVP-Provider Relations
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | M | 5,500 | $68.96 | A | 7,920 | D | |
| Common Stock | Jan 31, 2018 | M | 5,125 | $69.58 | A | 13,045 | D | |
| Common Stock | Jan 31, 2018 | F | 8,135 | $101.16 | D | 4,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $68.96 | Jan 31, 2018 | M | 5,500 | D | — | Feb 4, 2025 | Common Stock | 5,500 | 5,500 | D |
| Stock Appreciation RightF2 | $69.58 | Jan 31, 2018 | M | 5,125 | D | — | Jan 29, 2026 | Common Stock | 5,125 | 5,125 | D |
| Stock Appreciation RightF3 | $101.16 | Jan 31, 2018 | A | 13,730 | A | Jan 31, 2019 | Jan 31, 2028 | Common Stock | 13,730 | 13,730 | D |
Explanation of responses
- F1The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016.
- F2The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017.
- F3The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.