SEC Form 4 · accession 0001209191-18-007231
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Milton Johnson
Officer — Chairman & CEO · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | G | 21,795 | $0.00 | D | 426,935 | D | |
| Common Stock | Feb 1, 2018 | M | 213,365 | $13.2075 | A | 640,300 | D | |
| Common Stock | Feb 1, 2018 | M | 213,356 | $17.6471 | A | 853,656 | D | |
| Common Stock | Feb 1, 2018 | M | 640,070 | $22.6415 | A | 1,493,726 | D | |
| Common Stock | Feb 1, 2018 | F | 543,348 | $102.24 | D | 950,378 | D | |
| Common Stock | holding | — | — | — | 322,624 | I | By Trust (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $101.16 | Jan 31, 2018 | A | 251,570 | A | Jan 31, 2019 | Jan 31, 2028 | Common Stock | 251,570 | 251,570 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $13.2075 | Feb 1, 2018 | M | 213,365 | D | Nov 17, 2011 | Oct 6, 2019 | Common Stock | 213,365 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $17.6471 | Feb 1, 2018 | M | 213,356 | D | Nov 17, 2010 | Oct 6, 2019 | Common Stock | 213,356 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F4,F3 | $22.6415 | Feb 1, 2018 | M | 640,070 | D | — | Oct 6, 2019 | Common Stock | 640,070 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.
- F2Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4Two thirds of the option was vested upon grant on October 6, 2009, and one third of the option vested on November 17, 2009