SEC Form 4 · accession 0001209191-18-007225
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Hall
Officer — Group President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 102,629 | $22.6415 | A | 111,237 | D | |
| Common Stock | Feb 1, 2018 | F | 33,744 | $102.24 | D | 77,493 | D | |
| Common StockF1 | Feb 1, 2018 | S | 35,949 | $103.0948 | D | 41,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $101.16 | Jan 31, 2018 | A | 36,600 | A | Jan 31, 2019 | Jan 31, 2028 | Common Stock | 36,600 | 36,600 | D |
| Non-Qualified Stock Option (right to buy)F3 | $22.6415 | Feb 1, 2018 | M | 102,629 | D | — | Oct 6, 2019 | Common Stock | 102,629 | 119,637 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.33, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.
- F3Two thirds of the option was vested upon grant on October 6, 2009, and one third of the option vested on November 17, 2009.