SEC Form 4 · accession 0001209191-18-006100
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Sowell III
Officer — SVP; Chief Development Officer
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 35,150 | $7.70 | A | 40,536 | D | |
| Common Stock | Jan 26, 2018 | M | 23,025 | $13.2542 | A | 63,561 | D | |
| Common Stock | Jan 26, 2018 | S | 58,175 | $95.00 | D | 5,386 | D | |
| Common Stock | holding | — | — | — | 8,000 | I | By Trust (Reporting Person, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3,F4 | $7.70 | Jan 26, 2018 | M | 35,150 | D | — | Feb 10, 2020 | Common Stock | 35,150 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F4 | $13.2542 | Jan 26, 2018 | M | 23,025 | D | Feb 10, 2012 | Feb 10, 2020 | Common Stock | 23,025 | 22,025 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F3One-third of the option vested on February 10, 2013 and the remainder vested upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
- F4Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.