SEC Form 4 · accession 0001209191-17-041861
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan B Perlin
Officer — Pres-Clinical Services & CMO
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 22, 2017 | M | 26,854 | $5.7847 | A | 41,766 | D | |
| Common StockF2 | Jun 22, 2017 | M | 19,209 | $8.5394 | A | 60,975 | D | |
| Common StockF2 | Jun 22, 2017 | M | 25,000 | $13.5339 | A | 85,975 | D | |
| Common StockF2 | Jun 22, 2017 | S | 71,063 | $86.00 | D | 14,912 | D | |
| Common Stock | holding | — | — | — | 913 | I | By 2011 GRAT, Reporting Person Trustee | |
| Common Stock | holding | — | — | — | 3,846 | I | By 2012 GRAT, Reporting Person Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4,F5 | $5.7847 | Jun 22, 2017 | M | 26,854 | D | — | Nov 15, 2017 | Common Stock | 26,854 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F5 | $8.5394 | Jun 22, 2017 | M | 19,209 | D | Nov 15, 2010 | Nov 15, 2017 | Common Stock | 19,209 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F6,F5 | $13.5339 | Jun 22, 2017 | M | 25,000 | D | — | Nov 15, 2017 | Common Stock | 25,000 | 13,418 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 1,220.6115 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan
- F3Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4The option vested in two equal annual installments beginning on November 15, 2011.
- F5Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F6The option vested in two equal annual installments beginning on November 15, 2008.