SEC Form 4 · accession 0001209191-17-032479
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra L. Morgan
Officer — SVP-Provider Relations
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2017 | M | 10,200 | $37.18 | A | 12,620 | D | |
| Common Stock | May 11, 2017 | M | 10,150 | $47.97 | A | 22,770 | D | |
| Common Stock | May 11, 2017 | F | 14,435 | $85.29 | D | 8,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $37.18 | May 11, 2017 | M | 2,125 | D | — | Feb 6, 2023 | Common Stock | 2,125 | 0 | D |
| Stock Appreciation RightF2 | $37.18 | May 11, 2017 | M | 8,075 | D | — | Feb 6, 2023 | Common Stock | 8,075 | 0 | D |
| Stock Appreciation RightF3 | $47.97 | May 11, 2017 | M | 5,250 | D | — | Feb 5, 2024 | Common Stock | 5,250 | 1,750 | D |
| Stock Appreciation RightF4 | $47.97 | May 11, 2017 | M | 4,900 | D | — | Feb 5, 2024 | Common Stock | 4,900 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014.
- F2The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.
- F3The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015.
- F4The stock appreciation rights vested at the end of fiscal years 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.