SEC Form 4 · accession 0001209191-17-015514
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Sowell III
Officer — SVP; Chief Development Officer
Period of report
Feb 25, 2017
Accepted (ET)
Feb 28, 2017 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2017 | M | 970 | — | A | 5,913 | D | |
| Common Stock | Feb 25, 2017 | F | 527 | $87.07 | D | 5,386 | D | |
| Common Stock | holding | — | — | — | 8,000 | I | By Trust (Reporting Person, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 25, 2017 | M | 970 | D | — | Feb 25, 2025 | Common Stock | 970 | 970 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 25, 2015, the reporting person was granted 1,940 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.