SEC Form 4 · accession 0001209191-17-008463
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J William Morrow
Officer — SVP - Finance and Treasurer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 7, 2017 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2017 | M | 375 | — | A | 3,865 | D | |
| Common Stock | Feb 5, 2017 | F | 123 | $83.80 | D | 3,742 | D | |
| Common StockF1 | Feb 6, 2017 | M | 564 | — | A | 4,306 | D | |
| Common Stock | Feb 6, 2017 | F | 185 | $82.67 | D | 4,121 | D | |
| Common Stock | holding | — | — | — | 747 | I | By Trust (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $81.96 | Feb 1, 2017 | A | 5,510 | A | Feb 1, 2018 | Feb 1, 2027 | Common Stock | 5,510 | 5,510 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 5, 2017 | M | 375 | D | — | Feb 5, 2024 | Common Stock | 375 | 375 | D |
| Restricted Stock UnitsF1 | — | Feb 6, 2017 | M | 564 | D | Feb 6, 2017 | Feb 6, 2023 | Common Stock | 564 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.
- F3The restricted stock units vest in two equal annual installments beginning February 5, 2017.