SEC Form 4 · accession 0001209191-17-008460
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
Feb 5, 2017
Accepted (ET)
Feb 7, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2017 | M | 1,000 | — | A | 8,586 | D | |
| Common Stock | Feb 5, 2017 | F | 274 | $83.80 | D | 8,312 | D | |
| Common StockF1 | Feb 6, 2017 | M | 875 | — | A | 9,187 | D | |
| Common Stock | Feb 6, 2017 | F | 240 | $82.67 | D | 8,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 5, 2017 | M | 1,000 | D | — | Feb 5, 2024 | Common Stock | 1,000 | 1,000 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 6, 2017 | M | 875 | D | — | Feb 6, 2023 | Common Stock | 875 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 5, 2014, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- F3On February 6, 2013, the reporting person was granted 3,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.