SEC Form 4 · accession 0001209191-17-007890
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph N Steakley
Officer — SVP-Internal Audit Services
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | G | 3,354 | $0.00 | D | 56,719 | D | |
| Common Stock | holding | — | — | — | 35,000 | I | By 2016 GRAT (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $81.96 | Feb 1, 2017 | A | 11,010 | A | Feb 1, 2018 | Feb 1, 2027 | Common Stock | 11,010 | 11,010 | D |
Explanation of responses
- F1Includes 1,095.1068 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F2The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.