SEC Form 4 · accession 0001209191-17-007880
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Bruce Moore Jr.
Officer — Group President - Service Line
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | D | 93,581 | D | |
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | A | 8,489 | I | By MAM Trust (Spouse, Trustee) |
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | D | 90,831 | D | |
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | A | 12,435 | I | By MRM Trust (Spouse, Trustee) |
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | D | 88,081 | D | |
| Common Stock | Nov 16, 2016 | G | 2,750 | $0.00 | A | 8,489 | I | By TCM Trust (Spouse, Trustee) |
| Common Stock | holding | — | — | — | 200,000 | I | By 2016 GRAT (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $81.96 | Feb 1, 2017 | A | 22,930 | A | Feb 1, 2018 | Feb 1, 2027 | Common Stock | 22,930 | 22,930 | D |
Explanation of responses
- F1The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.