SEC Form 4 · accession 0001209191-17-003447
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2017 | M | 4,300 | $17.33 | A | 11,886 | D | |
| Common StockF2 | Jan 9, 2017 | S | 4,300 | $78.00 | D | 7,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $17.33 | Jan 9, 2017 | M | 4,300 | D | — | Nov 2, 2021 | Common Stock | 4,300 | 26,050 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 1,054.0681 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan
- F3The option vested in two equal annual installments beginning on November 2, 2014.