SEC Form 4 · accession 0001209191-16-149195
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F. Wyatt
Officer — SVP & Controller
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 1,581 | $17.1143 | A | 7,558 | D | |
| Common Stock | Nov 7, 2016 | M | 392 | $19.1143 | A | 7,950 | D | |
| Common Stock | Nov 7, 2016 | M | 1,179 | $23.1343 | A | 9,129 | D | |
| Common Stock | Nov 7, 2016 | S | 3,152 | $79.00 | D | 5,977 | D | |
| Common Stock | Nov 7, 2016 | G | 650 | $0.00 | D | 5,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $17.1143 | Nov 7, 2016 | M | 788 | D | — | Nov 17, 2020 | Common Stock | 788 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $17.1143 | Nov 7, 2016 | M | 793 | D | — | Nov 17, 2020 | Common Stock | 793 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $19.1143 | Nov 7, 2016 | M | 392 | D | Nov 17, 2012 | Nov 17, 2020 | Common Stock | 392 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $23.1343 | Nov 7, 2016 | M | 391 | D | Nov 17, 2011 | Nov 17, 2020 | Common Stock | 391 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $23.1343 | Nov 7, 2016 | M | 788 | D | — | Nov 17, 2020 | Common Stock | 788 | 0 | D |
Explanation of responses
- F1The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
- F2The option was scheduled to vest in two equal annual installments beginning on November 17, 2013. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
- F3The option vested in two equal installments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.