SEC Form 4 · accession 0001209191-16-149194
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gwin Anderson
Officer — SVP - Finance
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 20,000 | $22.95 | A | 121,905 | D | |
| Common Stock | Nov 7, 2016 | F | 11,738 | $79.62 | D | 110,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $22.95 | Nov 7, 2016 | M | 10,000 | D | — | Feb 8, 2022 | Common Stock | 10,000 | 0 | D |
| Stock Appreciation RightF2 | $22.95 | Nov 7, 2016 | M | 10,000 | D | — | Feb 8, 2022 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets.
- F2The stock appreciation right vested in four equal annual installments beginning on February 8, 2013.