SEC Form 4 · accession 0001209191-16-148765
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Steele
Officer — SVP - Human Resources
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | M | 22,508 | $11.3208 | A | 33,242 | D | |
| Common Stock | Nov 3, 2016 | F | 11,459 | $73.41 | D | 21,783 | D | |
| Common Stock | holding | — | — | — | 6,751 | I | By CS 2012 GRAT (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 13,501 | I | By JS 2012 GRAT (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 16,000 | I | By 2015 GRAT (Reporting Person, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $11.3208 | Nov 3, 2016 | M | 4 | D | — | Jan 30, 2017 | Common Stock | 4 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F4,F3 | $11.3208 | Nov 3, 2016 | M | 22,504 | D | — | Jan 30, 2017 | Common Stock | 22,504 | 0 | D |
Explanation of responses
- F1Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F2The option vested in three equal annual installments beginning on January 30, 2008.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4The option vested in equal increments at the end of fiscal years 2007, 2008, and 2009 based upon the achievement of certain annual EBITDA performance targets.