SEC Form 4 · accession 0001209191-16-118267
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph N Steakley
Officer — SVP-Internal Audit Services
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | M | 25,000 | $5.3074 | A | 37,492 | D | |
| Common StockF1 | May 4, 2016 | S | 25,000 | $79.99 | D | 12,492 | D | |
| Common StockF1 | May 6, 2016 | M | 35,004 | $5.3074 | A | 47,496 | D | |
| Common StockF1 | May 6, 2016 | S | 20,000 | $80.99 | D | 27,496 | D | |
| Common StockF1 | May 6, 2016 | S | 15,004 | $81.99 | D | 12,492 | D | |
| Common Stock | holding | — | — | — | 13,351 | I | By GRAT II (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 24,557 | I | By GRAT III (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3,F4 | $5.3074 | May 4, 2016 | M | 25,000 | D | — | Jan 30, 2017 | Common Stock | 25,000 | 50,008 | D |
| Non-Qualified Stock Option (right to buy)F2,F3,F4 | $5.3074 | May 6, 2016 | M | 35,004 | D | — | Jan 30, 2017 | Common Stock | 35,004 | 15,004 | D |
Explanation of responses
- F1Includes 904.1343 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F2Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F3On January 30, 2007, the reporting person was granted an option to purchase 75,008 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- F4Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.