SEC Form 4 · accession 0001209191-16-097099
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi S. Chari
Officer — SVP-Clinical Excellence
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2016 | M | 500 | — | A | 8,546 | D | |
| Common StockF2 | Feb 5, 2016 | F | 164 | $69.19 | D | 8,382 | D | |
| Common StockF1,F2 | Feb 6, 2016 | M | 562 | — | A | 8,944 | D | |
| Common StockF2 | Feb 6, 2016 | F | 184 | $69.19 | D | 8,760 | D | |
| Common StockF1,F2 | Feb 8, 2016 | M | 614 | — | A | 9,374 | D | |
| Common StockF2 | Feb 8, 2016 | F | 163 | $66.77 | D | 9,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 5, 2016 | M | 500 | D | — | Feb 5, 2024 | Common Stock | 500 | 1,000 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 6, 2016 | M | 562 | D | — | Feb 6, 2023 | Common Stock | 562 | 564 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 8, 2016 | M | 614 | D | — | Feb 8, 2022 | Common Stock | 614 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Includes 493.7319 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F3On February 5, 2014, the reporting person was granted 2,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- F4On February 6, 2013, the reporting person was granted 2,250 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- F5On February 8, 2012, the reporting person was granted 2,450 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.