SEC Form 4 · accession 0001209191-16-094989
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gwin Anderson
Officer — SVP - Finance
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | M | 15,000 | $5.3074 | A | 109,364 | D | |
| Common Stock | Jan 29, 2016 | S | 15,000 | $69.89 | D | 94,364 | D | |
| Common Stock | Feb 1, 2016 | M | 20,013 | $5.3074 | A | 114,377 | D | |
| Common Stock | Feb 1, 2016 | S | 20,013 | $71.00 | D | 94,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $5.3074 | Jan 29, 2016 | M | 15,000 | D | — | Jan 30, 2017 | Common Stock | 15,000 | 20,013 | D |
| Stock Appreciation RightF4 | $69.58 | Jan 29, 2016 | A | 10,250 | A | Jan 29, 2017 | Jan 29, 2026 | Common Stock | 10,250 | 10,250 | D |
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $5.3074 | Feb 1, 2016 | M | 20,013 | D | — | Jan 30, 2017 | Common Stock | 20,013 | 0 | D |
Explanation of responses
- F1Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F2On January 30, 2007, the reporting person was granted an option to purchase 120,013 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017.