SEC Form 4 · accession 0001209191-15-068117
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 24, 2015 | M | 2,575 | $17.33 | A | 6,930 | D | |
| Common StockF2 | Aug 24, 2015 | S | 2,575 | $82.32 | D | 4,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $17.33 | Aug 24, 2015 | M | 2,575 | D | — | Nov 2, 2021 | Common Stock | 2,575 | 23,175 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2015.
- F2Includes 500.2158 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan
- F3The option vested at the end of fiscal years 2012, 2013 and 2014 based upon the achievement of certain annual EBITDA performance targets.