SEC Form 4 · accession 0001209191-15-066372
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Yuspeh
Officer — SVP & Chief Ethics Officer
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 7,000 | $5.3074 | A | 31,000 | D | |
| Common Stock | Aug 13, 2015 | S | 7,000 | $90.99 | D | 24,000 | D | |
| Common Stock | Aug 14, 2015 | M | 7,000 | $5.3074 | A | 31,000 | D | |
| Common Stock | Aug 14, 2015 | S | 7,000 | $91.49 | D | 24,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $5.3074 | Aug 13, 2015 | M | 7,000 | D | — | Jan 30, 2017 | Common Stock | 7,000 | 14,002 | D |
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $5.3074 | Aug 14, 2015 | M | 7,000 | D | — | Jan 30, 2017 | Common Stock | 7,000 | 7,002 | D |
Explanation of responses
- F1Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F2The option vested in two equal annual installments beginning on January 30, 2011.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.