SEC Form 4 · accession 0001209191-15-064672
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi S. Chari
Officer — SVP-Clinical Excellence
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 6, 2015 | M | 362 | $5.9821 | A | 8,207 | D | |
| Common StockF2 | Aug 6, 2015 | M | 3,556 | $6.4772 | A | 11,763 | D | |
| Common StockF2 | Aug 6, 2015 | M | 1,964 | $7.4739 | A | 13,727 | D | |
| Common StockF2 | Aug 6, 2015 | M | 2,252 | $10.9168 | A | 15,979 | D | |
| Common StockF2 | Aug 6, 2015 | M | 1,964 | $11.3585 | A | 17,943 | D | |
| Common StockF2 | Aug 6, 2015 | M | 1,068 | $15.9112 | A | 19,011 | D | |
| Common StockF2 | Aug 6, 2015 | S | 11,166 | $90.78 | D | 7,845 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4,F5 | $5.9821 | Aug 6, 2015 | M | 362 | D | — | Aug 27, 2019 | Common Stock | 362 | 1,892 | D |
| Non-Qualified Stock Option (right to buy)F3,F6,F5 | $6.4772 | Aug 6, 2015 | M | 1,304 | D | — | Aug 27, 2019 | Common Stock | 1,304 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F5 | $6.4772 | Aug 6, 2015 | M | 2,252 | D | Aug 27, 2011 | Aug 27, 2019 | Common Stock | 2,252 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F5 | $7.4739 | Aug 6, 2015 | M | 1,964 | D | Feb 25, 2010 | Feb 25, 2019 | Common Stock | 1,964 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F5 | $10.9168 | Aug 6, 2015 | M | 2,252 | D | Aug 27, 2010 | Aug 27, 2019 | Common Stock | 2,252 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F7,F5 | $11.3585 | Aug 6, 2015 | M | 1,964 | D | — | Feb 25, 2019 | Common Stock | 1,964 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3,F7,F5 | $15.9112 | Aug 6, 2015 | M | 1,068 | D | — | Aug 27, 2019 | Common Stock | 1,068 | 1,184 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2015.
- F2Includes 293.3099 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F3Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
- F5Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F6The option vested in two equal installments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
- F7The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.