SEC Form 4 · accession 0001209191-15-045086
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan B Perlin
Officer — Pres-Clinical Services & CMO
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 18, 2015 | M | 18,000 | $11.3208 | A | 32,755 | D | |
| Common StockF2 | May 18, 2015 | S | 18,000 | $81.00 | D | 14,755 | D | |
| Common StockF2 | May 19, 2015 | M | 18,000 | $11.3208 | A | 32,755 | D | |
| Common StockF2 | May 19, 2015 | S | 18,000 | $83.00 | D | 14,755 | D | |
| Common Stock | holding | — | — | — | 913 | I | By 2011 GRAT, Reporting Person Trustee | |
| Common Stock | holding | — | — | — | 3,846 | I | By 2012 GRAT, Reporting Person Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4,F5 | $11.3208 | May 18, 2015 | M | 18,000 | D | — | Jan 30, 2017 | Common Stock | 18,000 | 36,005 | D |
| Non-Qualified Stock Option (right to buy)F3,F4,F5 | $11.3208 | May 19, 2015 | M | 18,000 | D | — | Jan 30, 2017 | Common Stock | 18,000 | 18,005 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2015.
- F2Includes 388.2832 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F3Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F4The option vested in equal increments at the end of fiscal years 2007, 2008, and 2009 based upon the achievement of certain annual EBITDA performance targets.
- F5Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.