SEC Form 4 · accession 0001209191-15-045081
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | M | 5,000 | $17.33 | A | 9,253 | D | |
| Common StockF2,F1 | May 18, 2015 | S | 5,000 | $80.7223 | D | 4,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $17.33 | May 18, 2015 | M | 5,000 | D | — | Nov 2, 2021 | Common Stock | 5,000 | 32,500 | D |
Explanation of responses
- F1Includes 398.3807 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.72 to $80.73, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option vests in two equal annual installments beginning on November 2, 2014.