SEC Form 4 · accession 0001209191-15-045077
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Milton Johnson
Officer — Chairman & CEO · Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 112,520 | $5.3074 | A | 200,422 | D | |
| Common Stock | May 18, 2015 | M | 168,764 | $11.3208 | A | 369,186 | D | |
| Common Stock | May 18, 2015 | S | 140,642 | $79.89 | D | 228,544 | D | |
| Common Stock | May 18, 2015 | F | 70,411 | $81.00 | D | 158,133 | D | |
| Common Stock | holding | — | — | — | 322,624 | I | By Trust (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3,F4 | $5.3074 | May 18, 2015 | M | 112,520 | D | — | Jan 30, 2017 | Common Stock | 112,520 | 37,501 | D |
| Non-Qualified Stock Option (right to buy)F2,F5,F4 | $11.3208 | May 18, 2015 | M | 168,764 | D | — | Jan 30, 2017 | Common Stock | 168,764 | 56,260 | D |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2015.
- F2Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F3The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
- F4Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F5The option vested in three equal annual installments beginning on January 30, 2008.