SEC Form 4 · accession 0001209191-15-043471
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Martin Paslick
Officer — SVP and CIO
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 1,782 | $2.8302 | A | 28,658 | D | |
| Common Stock | May 13, 2015 | S | 1,782 | $77.00 | D | 26,876 | D | |
| Common Stock | holding | — | — | — | 110 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $2.8302 | May 13, 2015 | M | 126 | D | — | Jan 26, 2016 | Common Stock | 126 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $2.8302 | May 13, 2015 | M | 216 | D | — | Jan 26, 2016 | Common Stock | 216 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $2.8302 | May 13, 2015 | M | 1,166 | D | — | Jan 26, 2016 | Common Stock | 1,166 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $2.8302 | May 13, 2015 | M | 274 | D | — | Jan 26, 2016 | Common Stock | 274 | 0 | D |
Explanation of responses
- F1Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F2Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.