SEC Form 4 · accession 0001209191-15-034410
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Vallarino
Officer — SVP- Employer&Payer Engagement
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2015 | M | 10,000 | $22.95 | A | 67,096 | D | |
| Common Stock | Apr 13, 2015 | F | 5,917 | $77.41 | D | 61,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $22.95 | Apr 13, 2015 | M | 10,000 | D | — | Feb 8, 2022 | Common Stock | 10,000 | 35,000 | D |
Explanation of responses
- F1The exercise of stock appreciation rights reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2014.
- F2The stock appreciation rights vest in four equal annual installments beginning on February 8, 2013.