SEC Form 4 · accession 0001209191-15-023775
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan Vallarino
Officer — SVP- Employer&Payer Engagement
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2015 | M | 10,000 | $22.95 | A | 62,065 | D | |
| Common StockF2 | Mar 4, 2015 | F | 4,969 | $74.93 | D | 57,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $22.95 | Mar 4, 2015 | M | 5,000 | D | — | Feb 8, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Appreciation RightF4 | $22.95 | Mar 4, 2015 | M | 5,000 | D | — | Feb 8, 2022 | Common Stock | 5,000 | 45,000 | D |
Explanation of responses
- F1The exercise of stock appreciation rights and sale of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2014.
- F2Includes 535.9959 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F3The stock appreciation rights vested at the end of fiscal years 2012 and 2013 based upon the achievement of certain annual EBITDA performance targets.
- F4The stock appreciation rights vest in four equal annual installments beginning on February 8, 2013.