SEC Form 4 · accession 0001209191-15-010479
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | M | 1,000 | — | A | 2,581 | D | |
| Common Stock | Feb 5, 2015 | F | 327 | $68.85 | D | 2,254 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $68.96 | Feb 4, 2015 | A | 20,000 | A | Feb 4, 2016 | Feb 4, 2025 | Common Stock | 20,000 | 20,000 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 5, 2015 | M | 1,000 | D | — | Feb 5, 2024 | Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016.
- F3On February 5, 2014, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.