SEC Form 4 · accession 0000899243-16-019813
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HERCULES HOLDING II, LLC
10% Owner
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | May 10, 2016 | J | 9,360,958 | $0.00 | D | 74,776,955 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a distribution for no consideration and on a pro rata basis by Hercules Holding II, LLC of 9,360,958 shares of HCA Holdings, Inc.'s common stock, par value $.01 per share ("Common Stock"), to certain entities affiliated with Kohlberg Kravis Roberts & Co. L.P., which shares had previously been indirectly beneficially owned by such entities through their direct ownership in Hercules Holding II, LLC.
- F2Following the distribution of the shares of Common Stock reported herein, Hercules Holding II, LLC will directly hold 74,776,955 shares of Common Stock. The membership interests of Hercules Holding II, LLC are held by a private investor group, including certain entities affiliated with Kohlberg Kravis Roberts & Co. L.P. and HCA Holdings, Inc. founder Dr. Thomas F. Frist, Jr. Each of such persons, other than Hercules Holding II, LLC, disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.