SEC Form 4 · accession 0001209191-16-151996
FIRST INTERSTATE BANCSYSTEM INC · FIBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Scott
Director · 10% Owner
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 22, 2016 | J | 3,832 | $0.00 | D | 0 | D | |
| Class A Common Stock | Nov 22, 2016 | J | 3,832 | $0.00 | A | 8,409 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 17,764 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | $0.00 | Nov 22, 2016 | J | 252 | A | Mar 5, 2010 | Dec 31, 2029 | Class A Common Stock | 252 | 46,159 | I |
| Class B Common StockF2 | $0.00 | Nov 22, 2016 | J | 252 | A | Mar 5, 2010 | Dec 31, 2029 | Class A Common Stock | 252 | 2,348,652 | I |
Explanation of responses
- F1Change in form of beneficial ownership from direct ownership to indirect ownership by trust.
- F2The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.
- F3On November 22, 2016, a charitable remainder unitrust of which the reporting person is a beneficiary, distributed to each the reporting person and his spouse 252 shares of FIBK Class B common stock in satisfaction of the trust's obligation to pay $9,223.20 to each the reporting person and his spouse. The reporting person disclaims beneficial ownership of the FIBK stock held by the trust except to the extent of he and his wife's pecuniary interest therein.