SEC Form 4 · accession 0000860413-18-000080
FIRST INTERSTATE BANCSYSTEM INC · FIBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Heyneman Jr.
Director · 10% Owner
Period of report
Aug 24, 2016
Accepted (ET)
May 24, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2016 | M | 1,972 | $15.91 | A | 3,621 | D | |
| Class A Common Stock | Aug 24, 2016 | M | 3,094 | $13.25 | A | 6,715 | D | |
| Class A Common Stock | Aug 24, 2016 | F | 2,405 | $30.09 | D | 4,310 | D | |
| Class A Common Stock | Sep 8, 2016 | M | 5,801 | $13.60 | A | 10,111 | D | |
| Class A Common Stock | Sep 8, 2016 | F | 2,540 | $31.05 | D | 7,571 | D | |
| Class A Common Stock | Nov 3, 2016 | M | 4,428 | $20.82 | A | 11,999 | D | |
| Class A Common Stock | Nov 3, 2016 | F | 2,959 | $31.15 | D | 9,040 | D | |
| Class A Common StockF1 | Nov 25, 2016 | S | 2,000 | $37.35 | D | 7,040 | D | |
| Class A Common Stock | Dec 12, 2016 | S | 1,000 | $41.87 | D | 6,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $15.91 | Aug 24, 2016 | M | 1,972 | D | May 7, 2010 | May 7, 2020 | Class A Common Stock | 1,972 | 0 | D |
| Stock Options (Right to Buy) | $13.25 | Aug 24, 2016 | M | 3,094 | D | May 24, 2011 | May 24, 2021 | Class A Common Stock | 3,094 | 0 | D |
| Stock Options (Right to Buy) | $13.60 | Sep 8, 2016 | M | 5,801 | D | May 23, 2012 | May 23, 2022 | Class A Common Stock | 5,801 | 0 | D |
| Stock Options (Right to Buy) | $20.82 | Nov 3, 2016 | M | 4,428 | D | May 22, 2013 | May 22, 2013 | Class A Common Stock | 4,428 | 0 | D |
| Class B Common StockF2 | $0.00 | Dec 15, 2016 | G | 16,737 | A | — | — | Class A Common Stock | 16,737 | 139,921 | I |
| Class B Common StockF2 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 15,000 | 15,000 | D |
| Class B Common StockF2 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 3,232 | 3,232 | I |
| Class B Common StockF2 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,085,792 | 1,085,792 | I |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.29 to $37.47 The reporting person undertakes to provide to First Interstate BancSystem, Inc., any security holder of First Interstate BancSystem, Inc., or the staff of the Securities and Exchange Commission, upon, request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F2The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.