SEC Form 4 · accession 0001127602-19-010808
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Garrett
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 7, 2019 | A | 2,136 | — | A | 24,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $46.81 | Mar 7, 2019 | A | 6,523 | A | — | Mar 7, 2029 | Common Stock | 6,523 | 6,523 | D |
Explanation of responses
- F1Represents restricted stock units which vest on the date of the 2020 Annual Meeting of Stockholders and are settled in shares of common stock.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Includes 4,633 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F4Options become exercisable on the date of the 2020 Annual Meeting of Stockholders