SEC Form 4 · accession 0001127602-19-004115
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Griffin
Officer — General Counsel
Period of report
Feb 2, 2019
Accepted (ET)
Feb 5, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 2, 2019 | M | 1,343 | — | A | 82,440 | D | |
| Common StockF1,F2,F4 | Feb 2, 2019 | M | 1,033 | — | A | 83,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2,F5 | $0.00 | Feb 2, 2019 | M | 1,343 | D | — | — | Common Stock | 1,343 | 0 | D |
| Restricted Stock Unit Award (Right To Receive)F1,F2,F5 | $0.00 | Feb 2, 2019 | M | 1,033 | D | — | — | Common Stock | 1,033 | 0 | D |
Explanation of responses
- F1Represents vested restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan, and are voluntarily being reported on Table I.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Includes 39,982 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F4Includes 41,015 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity plan.
- F5This restricted stock unit award vests in four equal annual installments beginning on the first anniversary of the grant date, February 2, 2015.