SEC Form 4 · accession 0001127602-18-034295
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ludwig Hantson
Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2018 | A | 659 | — | A | 659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $41.54 | Nov 21, 2018 | A | 2,012 | A | — | Nov 21, 2028 | Common Stock | 2,012 | 2,012 | D |
Explanation of responses
- F1Represents restricted stock units which vest on the date of the 2019 Annual Meeting of Stockholders and are settled in shares of common stock.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Options become exercisable on the date of the 2019 Annual Meeting of Stockholders.