SEC Form 4 · accession 0001127602-18-033042
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. West
Officer — Div President & GM, Diagnostic
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 12, 2018 | A | 6,712 | — | A | 56,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $40.97 | Nov 12, 2018 | A | 20,491 | A | — | Nov 12, 2028 | Common Stock | 20,491 | 20,491 | D |
Explanation of responses
- F1Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 12, 2018.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Includes 34,527 restricted stock units/performance share units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F4This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 12, 2018.