SEC Form 4 · accession 0001127602-18-032637
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Chief Financial Officer
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2018 | S | 3,806 | $40.83 | D | 10,206 | D | |
| Common StockF2 | Nov 7, 2018 | M | 1,860 | — | A | 12,066 | D | |
| Common Stock | Nov 7, 2018 | F | 548 | $41.26 | D | 11,518 | D | |
| Common Stock | Nov 8, 2018 | S | 1,312 | $41.90 | D | 10,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2,F3 | — | Nov 7, 2018 | M | 1,860 | D | — | — | Common Stock | 1,860 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing 10b5-1 trading plan.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3This restricted stock unit award vests in four installments beginning on the first anniversary of the grant date, November 7, 2014.