SEC Form 4 · accession 0001127602-18-032630
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Macmillan
Officer — Chairman, President and CEO · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 7, 2018 | M | 17,348 | — | A | 1,559,464 | D | |
| Common StockF2 | Nov 7, 2018 | F | 5,652 | $41.26 | D | 1,553,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F3 | — | Nov 7, 2018 | M | 17,348 | D | — | — | Common Stock | 17,348 | 0 | D |
Explanation of responses
- F1Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F2Includes 1,045,901 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F3This restricted stock unit award vests in four installments beginning on the first anniversary of the grant date, November 7, 2014.