SEC Form 4 · accession 0001127602-18-032446
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Chief Financial Officer
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 5, 2018 | M | 775 | — | A | 10,981 | D | |
| Common StockF2 | Nov 5, 2018 | F | 229 | $39.99 | D | 10,752 | D | |
| Common StockF3,F4,F2 | Nov 5, 2018 | A | 5,395 | — | A | 16,147 | D | |
| Common StockF2 | Nov 6, 2018 | S | 546 | $39.96 | D | 15,601 | D | |
| Common StockF2 | Nov 6, 2018 | F | 1,589 | $39.99 | D | 14,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F6 | — | Nov 5, 2018 | M | 775 | D | — | — | Common Stock | 775 | 0 | D |
Explanation of responses
- F1Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F2Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.
- F3Represents vested performance stock units.
- F4Performance stock units are settled in shares of common stock on a one-for-one basis.
- F5Transaction pursuant to an existing 10b5-1 trading plan.
- F6This restricted stock unit award vests in three installments beginning on the first anniversary of the grant date, November 5, 2015.