SEC Form 4 · accession 0001127602-18-032439

HOLOGIC INC · HOLX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Nov 5, 2018

Accepted (ET)

Nov 7, 2018 · 4:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000859737

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Nov 5, 2018	M	15,119	—	A	1,437,794	D
Common Stock^F4,F5,F6	Nov 5, 2018	A	104,322	—	A	1,542,116	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit Award (Right To Receive)^F2,F7	—	Nov 5, 2018	M	15,119	D	—	—	Common Stock	15,119	0	D

F1Represents vested restricted stock units, the settlement of which has been deferred pursuant to Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
F3Includes 941,579 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F4Represents vested performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
F5Performance stock units are settled in shares of common stock on a one-for-one basis
F6Includes 1,045,901 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F7Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 5, 2015.