SEC Form 4 · accession 0001127602-18-016388
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP & Chief Acctg Officer
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | M | 4,202 | $17.09 | A | 13,825 | D | |
| Common Stock | May 2, 2018 | S | 4,202 | $40.00 | D | 9,623 | D | |
| Common Stock | May 2, 2018 | M | 7,994 | $19.86 | A | 17,617 | D | |
| Common StockF2 | May 2, 2018 | S | 7,994 | $40.00 | D | 9,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $17.09 | May 2, 2018 | M | 4,202 | D | Nov 9, 2012 | Nov 9, 2018 | Common Stock | 4,202 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $19.86 | May 2, 2018 | M | 7,994 | D | Nov 14, 2013 | Nov 14, 2019 | Common Stock | 7,994 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing 10b5-1 trading plan.
- F2Includes 195 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.
- F3The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal, annual installments beginning November 9, 2012.
- F4The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal, annual installments beginning November 14, 2013.