SEC Form 4 · accession 0001127602-17-033928
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Griffin
Officer — General Counsel
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 1, 2017 | A | 8,567 | — | A | 63,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $40.85 | Dec 1, 2017 | A | 26,902 | A | — | Dec 1, 2027 | Common Stock | 26,902 | 26,902 | D |
Explanation of responses
- F1Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Includes 13,638 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F4This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date.