SEC Form 4 · accession 0001127602-17-025124
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2017 | G | 1,451 | $0.00 | D | 23,810 | D | |
| Common Stock | Aug 3, 2017 | M | 6,902 | $32.815 | A | 30,712 | D | |
| Common Stock | Aug 3, 2017 | S | 6,902 | $40.12 | D | 23,810 | D | |
| Common StockF3 | Aug 4, 2017 | M | 998 | $32.815 | A | 24,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $32.815 | Aug 3, 2017 | M | 6,902 | D | — | Oct 22, 2017 | Common Stock | 6,902 | 998 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $32.815 | Aug 4, 2017 | M | 998 | D | — | Oct 22, 2017 | Common Stock | 998 | 0 | D |
Explanation of responses
- F1The Reporting Person voluntarily transferred a total of 1,451 shares of common stock to individual irrevocable trusts for the benefit of her children.
- F2Transaction pursuant to an existing rule 10b5-1 trading plan.
- F3Includes 3,260 shares subject to deferral pursuant to Issuer's Deferred Equity Plan.
- F4This option became fully vested on 10/22/2007.