SEC Form 4 · accession 0001127602-17-023262

HOLOGIC INC · HOLX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 3, 2017

Accepted (ET)

Jul 6, 2017 · 4:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000859737

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 26, 2017	G	1,362	$0.00	D	23,810	D
Common Stock	Jul 3, 2017	M	8,849	$32.815	A	32,659	D
Common Stock^F3	Jul 3, 2017	S	8,849	$45.279	D	23,810	D
Common Stock^F4	Jul 5, 2017	M	1,451	$32.815	A	25,261	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F5	$32.815	Jul 3, 2017	M	8,849	D	—	Oct 22, 2017	Common Stock	8,849	9,351	D
Non-qualified Stock Option (Right to Buy)^F5	$32.815	Jul 5, 2017	M	1,451	D	—	Oct 22, 2017	Common Stock	1,451	7,900	D

F1The Reporting Person voluntarily transferred 681 shares of common stock to each of the irrevocable Ullian Family 2014 GST Trust and the irrevocable Ullian Family Health and Education Trust for a total of 1,362 shares.
F2Transaction pursuant to an existing rule 10b5-1 trading plan.
F3The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $45.04 to $45.49 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4Includes 3,260 shares subject to deferral pursuant to Issuer's Deferred Equity Plan.
F5This option became fully vested on 10/22/2007.