SEC Form 4 · accession 0001127602-17-021010
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 8:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 2,960 | $32.815 | A | 45,634 | D | |
| Common Stock | Jun 7, 2017 | S | 2,960 | $44.54 | D | 42,674 | D | |
| Common StockF2 | Jun 8, 2017 | M | 1,040 | $32.815 | A | 43,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $32.815 | Jun 7, 2017 | M | 2,960 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 2,960 | 1,040 | D |
| Non-qualified Stock Option (Right to Buy) | $32.815 | Jun 8, 2017 | M | 1,040 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 1,040 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2Includes 2,427 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.