SEC Form 4 · accession 0001127602-17-020321
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 9,146 | $32.815 | A | 48,966 | D | |
| Common StockF2 | May 31, 2017 | S | 9,146 | $43.267 | D | 39,820 | D | |
| Common StockF3 | Jun 1, 2017 | M | 2,854 | $32.815 | A | 42,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $32.815 | May 31, 2017 | M | 9,146 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 9,146 | 6,854 | D |
| Non-qualified Stock Option (Right to Buy) | $32.815 | Jun 1, 2017 | M | 2,854 | D | Jan 1, 2008 | Oct 22, 2017 | Common Stock | 2,854 | 4,000 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $43.06 to $43.44 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3Includes 2,427 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.