SEC Form 4 · accession 0001127602-17-019851
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP & Chief Acctg Officer
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2017 | M | 525 | — | A | 12,211 | D | |
| Common StockF2 | May 26, 2017 | F | 166 | $43.35 | D | 12,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F3 | $0.00 | May 26, 2017 | M | 525 | D | — | — | Common Stock | 525 | 525 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- F2Includes 230 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.
- F3This RSU award vests in four equal installments beginning on first anniversary of the grant date.