SEC Form 4 · accession 0001127602-17-019838
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W. McMahon
Officer — Chief Financial Officer
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 26, 2017 | M | 7,347 | — | A | 36,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F2,F4 | $0.00 | May 26, 2017 | M | 7,347 | D | — | — | Common Stock | 7,347 | 7,347 | D |
Explanation of responses
- F1Represents voluntary reporting of the vesting of Restricted Stock Units (RSUs), the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3Includes 18,970 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan (inclusive of the 7,347 shares being voluntarily reported on this Form 4).
- F4This RSU award vests in four equal installments beginning on first anniversary of the grant date.