SEC Form 4 · accession 0001127602-17-018377
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Dockendorff
Director
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | A | 1,747 | $0.00 | A | 2,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $43.24 | May 15, 2017 | A | 5,396 | A | — | May 15, 2027 | Common Stock | 5,396 | 5,396 | D |
Explanation of responses
- F1Represents restricted stock units (RSUs) which vest and convert into shares of common stock on the date of the 2018 Annual Meeting of Stockholders.
- F2RSUs convert into common stock on a one-for-one basis upon vesting.
- F3Options become exercisable on the date of the 2018 Annual Meeting of Stockholders.