SEC Form 4 · accession 0001127602-17-016337
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Crawford
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 8,325 | $18.82 | A | 151,692 | D | |
| Common Stock | Apr 28, 2017 | S | 8,325 | $45.00 | D | 143,367 | D | |
| Common Stock | Apr 28, 2017 | M | 16,769 | $32.815 | A | 160,136 | D | |
| Common Stock | Apr 28, 2017 | S | 16,769 | $45.00 | D | 143,367 | D | |
| Common Stock | May 1, 2017 | M | 4,449 | $18.82 | A | 147,816 | D | |
| Common Stock | May 1, 2017 | M | 3,231 | $32.815 | A | 151,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $18.82 | Apr 28, 2017 | M | 8,325 | D | — | Jan 1, 2018 | Common Stock | 8,325 | 4,449 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $32.815 | Apr 28, 2017 | M | 16,769 | D | — | Oct 22, 2017 | Common Stock | 16,769 | 3,231 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $18.82 | May 1, 2017 | M | 4,449 | D | — | Jan 1, 2018 | Common Stock | 4,449 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $32.815 | May 1, 2017 | M | 3,231 | D | — | Oct 22, 2017 | Common Stock | 3,231 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2The option became fully vested on 1/1/2012.
- F3This option became fully vested on 1/1/2008.